Skip Navigation

Advisory Compliance Officer Global Securities Finance– Executive Director

  • Midtown Manhattan
  • Full Time

Apply for the Advisory Compliance Officer Global Securities Finance– Executive Director position

"*" indicates required fields

Max. file size: 10 MB.
Drop files, or upload here
Madison-Davis is committed to protecting and respecting your privacy, and we will only use your personal information to contact you regarding the services you requested from us. Your contact information will not be shared or sold to third parties for marketing purposes. We would like to contact you about our products and services, as well as other content that may be of interest to you; messaging frequency will vary based on hiring needs and opportunities. If you consent to us contacting you for this purpose, please check the box below.
I agree to receive communications from Madison-Davis
You may unsubscribe from these communications at any time by replying STOP. You may also text HELP for more information. Mobile messaging and data rates may apply.
This field is for validation purposes and should be left unchanged.

Investment Banking located in Midtown Manhattan looking to bring on a new “Advisory Compliance Officer Global Securities Finance– Executive Director ” to join their team. This role is currently working in a hybrid capacity (3 days in office).


• Driving implementation of global and local projects and initiatives with respect to new business initiatives and/or new or changing regulations
• Develop and implement new Compliance processes, including controls and Compliance policies and procedures, to support the business
• Contribute to New Product Committees, liaising with business management and support functions teams to deliver clear guidelines to ensure new business activities operate in compliance with applicable regulatory requirements
• Work with the Front Office to facilitate risk assessments for the relevant businesses covered and develop tailored action plans for high and critical residual risks
• Develop and deliver in-person Compliance trainings as well as content for online training
• Contribute to qualitative and quantitative monthly and quarterly Compliance reporting, as well as presentations for Compliance Committee