Investment Management Client
Office Status: Hybrid
Position Details
Assist with administering the Firm’s global Algorithmic Trading Compliance program, including the initial vetting and ongoing review of Algorithmic Trading Groups against the Firm’s Algorithmic Trading Policy
- Utilize a third-party surveillance system to conduct post-trade reviews
- Prepare and conduct compliance trainings
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary
- Assist with drafting and amending compliance related policies and procedures
- Monitor regulatory changes, updates and industry-wide compliance initiatives
Qualifications/Skills Required
- 4+ years of experience
- Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred
- Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
- Strong analytical / conceptual problem-solving skills with great attention to detail
- Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines
- Strong written and verbal communication skills with the ability to coordinate efforts across teams
- Strong project management skills with an understanding of financial markets and the investment lifecycle
- Good team player with a strong willingness to participate and help others