AML / OFAC Compliance Officer – VP (Investigations)

Full Time



Job Responsibilities:

  • Review of AML monitoring alerts to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure that AML monitoring alerts are documented and dispositioned in compliance with the standards established in the Bank’s policies and procedures.
  • Conduct enhanced investigations when needed on individuals and activity that are deemed possibly suspicious.
  • File Suspicious Activity Reports for confirmed Suspicious Activity.
  • Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases.
  • Assist the team with any remediation projects in regards to the Bank’s compliance tools or policies and procedures.
  • Assist in the annual process of compliance certification with NYS DFS Regulation Part 504
  • Assist with analysis of data for the Bank’s BSA/AML and OFAC Risk Assessments.
  • Assist with the review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
  • Assist in the AML and Sanctions training of key staff
  • Review potential transactions to identify possible AML/Sanctions risk and provide appropriate guidance to bankers and support staff.

Job Requirements:

  • Familiarity with finance and banking products
  • Knowledge of US AML and OFAC regulations

Skills & Knowledge Requirements:

  • IT Knowledge of Payment systems
  • IT Knowledge of AML tools
  • Knowledge of Microsoft applications
Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

Share on