Anti-Financial Crime Modeling – Regulatory Management AVP

Full Time

International Banking Client

Office Status: Remote


  • Coordination of exam activities (pre, during, and post the reviews); liaise with internal regulatory/exam management group during examinations to ensure proper coverage of regulatory deliverables
  • Create materials for regulatory agencies (regional and global), including the FRBNY, DFS, SEC, BaFin and monitors appointed by the regulators
  • Execute escalation protocols for aging or significant exam observations and findings; provide proper tracking and documentation to evidence management attention and resolution within AFC modeling
  • Ensure timely and complete delivery of requested documentation, coordinate relevant approvals and supporting documentation
  • Collate materials for management communication and provide timely and accurate senior management updates on a regular basis; provide periodic and centralized updates to regional and global senior management to promote transparency on status of open issues, including tracking and aging
  • Manage the tracking and execution of all external and internal issues related to AFCM and communicate and escalate concerns to senior management, as needed
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