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Financial Services Client

Associate Director, U.S. Compliance Governance

  • New York, NY
  • Full Time

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Office Status: Hybrid (3 days per week in office)

Salary: $135,000 – $185,000


  • Responsible for working with the Head of U.S. Compliance Governance in development, monitoring and oversight of the U.S. Compliance Governance program, with specific oversight of: Program Management, Business Management, inclusive of budget, compliance reporting related data analytics, and governance
  • Support leadership, coverage and development of U.S. Compliance Governance initiatives including, but not limited to, Regulatory Change, Issues Management, and Policies.
  • Lead by example and provide support and guidance to Compliance Governance team peers
  • Lead and/or drive key Compliance initiatives forward from identification to closure.
  • Provide tracking, status updates and related reporting to any key initiatives.
  • Work closely with relevant subject matter experts and senior management stakeholders.
  • Manage technical enhancements related to U.S. Compliance, as applicable.
  • Work with the Head of U.S. Compliance Governance or own various business management initiatives.
  • Support monitoring, managing and tracking the U.S. Compliance budget.
  • Perform and support annual self-assessment exercises to capture the present business environment.
  • Serve as point of general point of contact for various business management and budget initiatives.
  • Summarize and prepare reporting for various Compliance related forums and committees.
  • Serve as point of contact for various Compliance reports.