AVP, Audit Manager

Full Time

Madison-Davis

EXTERNAL CLIENT ROLE

The Internal Audit Manager will fulfill the audit project, Lead audit engagements from planning, fieldwork testing, and issuance of audit reports. The Internal Audit Manager is also responsible for the tracking and validation of remediated audit findings, coordinate with Head Office and local audit service provider for internal audit practice.

Job Responsibilities:

  • Reviews and approves auditor’s workpapers covering all phases of an audit engagement
  • Drafts audit findings report and recommends corrective actions to the auditees
  • Negotiates with auditees to agree on the audit findings and corresponding management action plan
  • Drafts final audit reports reporting to Senior Management
  • Follows up monthly on management action plans to ensure adequate remediation of audit issues
  • Reviews and approves audit issue validation report
  • Verifies issue closures based on control design, operating effectiveness, and sustainability
  • Coordinating with regulatory validation
  • Facilitate and communicate requests for information between internal audit provider and departments/teams and routinely monitor the timeliness of material submission
  • Provide audit status updates to executive management, and related authorities including regulators, specialized committees of the Branch
  • Other tasks or projects assigned without and conflict of interests for such independent function

Education and Experience Requirements:

  • Bachelor or Master in Finance, Accounting, Business Administration, or other business oriented field (including Information Technology) is required
  • At least 8 years of related experience in financial services: including knowledge of regulatory rules and the programs used to comply with key risk management requirements
  • Prior experience in risk management, operations, audit or management consulting, preferably in a financial institution environment

Skills and Knowledge:

  • Knowledge and experience with aspects of internal audit or internal control practice
  • Working experience related to financial industry is a must
  • Independent worker, accountable and skilled in exercising sound judgment and decisiveness under pressure
  • Strong interpersonal, team-working and organizational communication skills
  • Excellent analytical skills, attention to detail
  • Computer proficiency in Microsoft Office
  • Professional certification such as CIA, CAMS, CPA or CISA strongly preferred
  • Strong written and verbal communication skills are required
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