AVP – Compliance

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Compliance Training:
    • SME review of Compliance trainings and assign applicable lines of business
    • Develop and conduct targeted trainings, as needed.
    • Serve as point of contact for the Training Program
    • Assist in the maintenance and administration of the Training Policy & Procedures
    • Maintain excellent communication and good relationships with all staff, to effectively roll out trainings.
    • Administration and Reporting
  • Compliance Monitoring and Metrics
    • Assemble/Calculate/Report on Compliance Key Risk Indicators
    • Control Monitoring
  • Data Privacy & Protection
    • Assist in the development and maintenance of the Privacy Program
  • Support Compliance Assessments
    • Risk Control Self-Assessment RCSA
    • Core Compliance Risk Assessment
    • Risk Governance Assessment

Qualifications:

  • Ideally a candidate coming out of the regulatory/compliance side (as opposed to financial crimes) of any financial services company (does not have to be a specific type of bank)
  • An individual that has training experience (either building out trainings, assisting with trainings, executing them on-site) and also is “technically savvy.”
  • This is not a requirement but would be a huge plus: A candidate that has experience working with training platforms (Schwab and Reuters)
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