AVP, Compliance Auditor

Full Time



Primary Responsibilities

  • Drive the audit program enhancements to achieve a “Strong” internal audit function and to meet enhanced prudential standards
  • Execute the audit coverage of the AML and sanctions (OFAC) programs.
  • Prepare the audit US-wide BSA/AML and OFAC audit risk assessments.
  • Design and execute audit tests of the AML program.
  • Perform assigned audits including executing approved audit programs and questionnaires.
  • Review audit workpapers covering planning and fieldwork for sufficiency.
  • Provide subject matter expertise to assist in the execution of other audits (business, operations, technology) that may have AML-related risks.
  • Ensure the delivery of audit reports and IA feedback that is complete, insightful, timely, accurate and concise.

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