AVP, Compliance BSA / AML Manager

Full Time

International Banking Client

Office Status: Hybrid (3 days per week)

Salary: $120,000


  • Perform KYC/CDD QAs on new customers/onboarding reviews and compose memos to Compliance Committee for any necessary exceptions or escalation
  • Review case investigations on customers whose transactions have been escalated for potential suspicious activity identification
  • Review & approve SAR forms and narratives for eligible cases
  • Review & approve CTR forms for eligible transactions
  • Technical point of contact within the Compliance area for audits, examinations, and consultancy engagements
  • Ensure department metrics are delivered timely and accurately to all relevant counterparties (Head Office, parent company, regulators, etc.)
  • Maintain adequate vendor documentation and tracking, and perform Compliance screenings/reviews whenever necessary on applicable vendors
  • Ensure relevant training is delivered to all applicable employees and that training materials are kept up to date with regulatory expectations
  • Coordinate system resources with local and Head Office Information Technology and Information Security teams
  • Perform QA on alerts generated by the transaction monitoring system
  • Provide support for subpoena request and perform compliance due diligence
  • Confirm FATCA compliance as needed for other payee banks
  • Serve as back-up for other relevant department tasks whenever the primary responsible staff members are unavailable
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