AVP – Compliance Tester

Full Time

International Banking Client

Office Status: Hybrid (3 days in officer per week)

Responsibilities:

  • Perform end to end Compliance review testing over AML, Sanctions, KYC, Training & Risk Assessment functions.
  • Develop comprehensive QA workpapers describing testing performed and results identified.
  • Develop well written QA reports providing root cause of compliance-related observations/findings and industry best practice
  • Support compliance activities and remediation efforts across the organization
  • Provide subject matter expertise in compliance QA related activates
  • Develop adhoc MIS reports providing detailed QA statistics and regulatory/internal audit and self-assessment remediation/validation efforts.
  • Ensure that Branch’s QA program dynamically adapts to U.S. regulatory and policy changes
  • Review and validate the effectiveness of internal controls managed by the Branch’s compliance departments
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