AVP, Compliance

Full Time

Madison-Davis Client

Job Responsibilities:

  • Compliance Training:
    o SME review of Compliance trainings and assign applicable lines of business
    o Develop and conduct targeted trainings, as needed.
    o Serve as point of contact for the Training Program
    o Assist in the maintenance and administration of the Training Policy & Procedures
    o Maintain excellent communication and good relationships with all staff, to effectively roll out trainings.
    o Administration and Reporting
  • Compliance Monitoring and Metrics
    o Assemble/Calculate/Report on Compliance Key Risk Indicators
    o Control Monitoring
  • Data Privacy & Protection
    o Assist in the development and maintenance of the Privacy Program
  • Support Compliance Assessments
    o Risk Control Self-Assessment RCSA
    o Core Compliance Risk Assessment
    o Risk Governance Assessment

Job Requirements:

  • Bachelor’s Degree
  • 6-8 years of relevant experience.

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