Apply for the AVP, Corporate Compliance Testing Officer position
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Office Status: Hybrid (3 days per week in office)
Salary: $100,000 – $130,000
Responsibilities:
- Monitor corporate compliance related activities across all Branch business units
- Oversee and manage corporate compliance controls and standards
- Promote awareness across the Branch business units, escalate compliance issues and/or exceptions to compliance management as needed
- Develop and maintain the Corporate Compliance Control Library
- Perform compliance testing in accordance with Corporate Compliance Monitoring and Testing Plan, provide operational support on compliance monitoring activities and issue closure/validation
- Liaise with Branch stakeholders on business inquiries and related discussions, providing advisory support as needed
- Update related MIS metrics for monthly reporting purposes
- Support issue remediation and follow-up/validation testing processes with business units
- Participate in the overall Corporate Compliance program development and execution processes