AVP Internal Audit – Investment Bank – Conduct And Supervision


International Banking Client

Office Status: 2 Days a week in Office


  • Supports the PAM in planning, executing and reporting the results of internal audits of controls over conduct and supervision related risks and controls
  • Undertakes audit assignments, drafts audit findings/reports for review by audit management and facilitates tracking of findings and validates closure of findings; executes day-to-day operational audit work and contributes to the delivery of audits
  • Undertakes all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls and correctly documenting audit work
  • Partners with other audit teams globally to ensure comprehensive audit coverage of conduct and supervision related risks and controls
  • Proactively develops and maintains professional working relationships; communicates openly with management and internal stakeholders, keeping them informed of potential issues and escalates problems/delays promptly
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