AVP, Investment Bank Auditor

Full Time



Overview: This role reports to the Principal Audit Manager for Investment Bank, who in turn reports to the Chief Auditor for Investment Bank. You will work with management and staff within Group Audit to deliver audits owned by the Investment Bank audit team. They will also provide participation in other audits owned outside of the Investment Bank audit team, as part of ‘front to back’ audit reviews. What

Your Key Responsibilities:

  • Proactively leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting and document process flows, identify risks, assess controls and perform audit testing
  • Track and validate closure of internal audit issues and regulatory observations and complete business risk assessments and contribute to the annual audit planning process
  • Work on ad hoc projects including methodology enhancements and regulatory inquiries and complete all work assignments on a timely basis – including planned audits, ad hoc projects and special investigations
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas; work in an integrated manner with fellow team members both locally and globally
  • Communicate openly with Group Audit management and internal stakeholders, keeping all informed of potential issues and escalating problems/delays accordingly
  • Keep abreast of pertinent industry and regulatory trends

Your Skills and Experience:

  • Undergraduate or equivalent degree required; advanced degrees and relevant professional certifications (e.g. CIA, CFA, etc.) preferred but not required
  • Experience in an internal audit role, covering investment banking products
  • A desire for personal development of core skills (technical expertise and soft skills)
  • Big 4 audit or accounting experience is a plus
  • Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with stakeholders Good knowledge of auditing standards and concept
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