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AVP/VP, Quality Assurance Analyst

  • NYC
  • Full Time

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Global commercial bank located in Midtown Manhattan looking to bring on board an “AVP/VP, Quality Assurance Analyst” to join their team. This role is currently full time in office.

Responsibilities:
• Conduct independent end to end Compliance review testing over AML, Sanctions, KYC, Training & Risk Assessment functions with minimal oversight.
• Develop comprehensive QA workpapers describing testing performed and results identified.
• Develop well written QA reports providing root cause of compliance-related observations/findings and industry best practice
• Ability to meet tight deadlines
• Support compliance activities and remediation efforts across the organization
• Provide subject matter expertise in compliance QA related activates
• Develop ad hoc MIS reports providing detailed QA statistics and regulatory/internal audit and self-assessment remediation/validation efforts.
• Ensure that Branch’s QA program dynamically adapts to U.S. regulatory and policy changes
• Review and validate the effectiveness of internal controls managed by the Branch’s compliance departments
• Assess compliance staff is adherence to established procedures and processes
• Liaise with external parties e.g. 3° party vendors supporting Compliance activities
• Communicate with other internal departments to ensure timely reporting and resolution of identified compliance-related risk and control issues
• Participate (when applicable) in weekly, monthly and quarterly compliance meetings with Branch Senior Management