International Banking Client
Office Status: Hybrid
- Supports Review Lead in compliance monitoring and testing engagements.
- Assists in the development and refinement of monitoring and testing scripts.
- Assists in the preparation of information requests and announcement memoranda.
- Performs assigned fieldwork to check the efficacy of internal controls.
- Prepares cohesive work papers for each engagement in accordance with department standards.
- Identifies underlying issues and escalation / validation thereof with clients.
- Assists in drafting issue memoranda and reports for issuance to management.
- Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts.
- Stays abreast of changing regulatory requirements and SMBC’s business model to maintain a solid foundation of the applicable regulatory framework.