Capital Markets Regulatory Attorney VP

Full Time

International Investment Banking Client

Office Status: Hybrid (3 days per week in office)

Responsibilities:

  • Provide regulatory advice and analysis to management and business lines on the permissibility and appropriateness under U.S. capital markets regulations of proposed and existing activities, transactions and other business.
  • Provide advice and support to relevant internal teams, including Compliance, Risk, Finance and Front Office on application of such laws and regulations.
  • Collaborate with other Regulatory Unit attorneys on projects as needed.
  • Provide advice, analysis and support to transversal projects and working groups on relevant topics.
  • Monitor and report on capital markets regulatory and other relevant developments.
  • Assist in preparation of materials for presentations to management, front office and administrative staff.
  • Assist in preparation and distribution of monthly updates to management committee.
  • Represent the bank in industry groups related to regulations and other capital markets matters.
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