CFO Retail Broker Dealer

Full Time

Madison-Davis

EXTERNAL CLIENT ROLE

Job Details:

· Responsible for the accuracy of financial reports

· Supervise support staff

· Oversee the Firm’s financial responsibilities

· Monitor all reporting in accordance with SEC rules

· Maintain all financial reporting books and records

· Financial and Operational Combined Uniform (FOCUS) report

· Supplemental Statement of Other Income

· SIPC Report

· FINRA Annual Assessment Report

· Authority Assistance

· Finance and Accounting functions

· Vendor Management

· Brokerage & General Accounting

· Payroll

Requirements:

– Extensive securities clearing-brokerage background

– Experience managing Accounting

– Knowledge of brokerage accounting

– Series 27 license

– GAAP knowledge

Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

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