Chief Compliance Officer Of Global Quant Strategy (SVP)

Full Time

Asset Management Client

Office Status: Hybrid

Client is a $980 billion Asset Management Firm


  • Oversee the ongoing implementation of Quantitative Compliance Program
  • Evaluate existing policies and procedures and potential impact of quantitative portfolio management and trading activities
  • Develop and implement, as needed, new policies and procedures related to the Quantitative Compliance Program
  • Administer the Quantitative Compliance Program surveillance and testing program, including designing, automating and reviewing compliance reports
  • Implement effective real-time portfolio surveillance and monitoring tools
  • Identify, escalate, and assist with the resolution of breaches arising from model errors, with an emphasis on root cause analysis and process improvement
  • Assist in expanding the scope, depth, and transparency of guideline testing
  • Spearhead projects that enhance the control framework and respond to changing business requirements
  • Review and evaluate firm compliance with policies related to Quantitative Compliance Program
  • Proactively respond to business and regulatory changes
  • Digest complex concepts into clear and sound advice for dissemination across the firm
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