Compliance Analyst

Full Time

Madison-Davis

EXTERNAL ROLE

Job Details:

  • Assist with administering the Firm’s global Algorithmic Trading Compliance program, including the initial vetting and ongoing review of Algorithmic Trading Groups against the Firm’s Algorithmic Trading Policy
  • Utilize a third-party surveillance system to conduct post-trade reviews
  • Prepare and conduct compliance trainings
  • Assist with regulatory examinations, inquiries, investigations and projects, as necessary
  • Assist with drafting and amending compliance related policies and procedures
  • Monitor regulatory changes, updates and industry-wide compliance initiatives

Job Requirements:

  • 2+ years of experience in Compliance
  • Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred
  • Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
  • Strong analytical / conceptual problem-solving skills with great attention to detail
  • Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines
  • Strong project management skills with an understanding of financial markets and the investment lifecycle
  • Good team player with a strong willingness to participate and help others
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