Compliance Auditor


Madison-Davis Client

Client: Large International Bank

Duration: 6+ months 

Job Description:

  • Execute the audit coverage of the AML and sanctions (OFAC) programs
  • Design and execute audit tests of the AML program
  • Perform assigned audits including executing approved audit programs and questionnaires
  • Ensure the delivery of audit reports and IA feedback that is complete, insightful, timely, accurate and concise
  • Evaluate management action plans to ensure that they adequately address the audit issues raised
  • Direct and/or perform IA issue tracking and validation of outstanding audit issues
  • Follow-up with the responsible business and compliance managers and their teams to ensure control issues are effectively resolved
  • Coordinate with the key stakeholders to identify emerging issues and l thematic or systemic control issues affecting the US operation


Job Requirement:

  • Bachelor’s degree is required; advanced degree is preferred
  • Minimum 3 year’s relevant experience is required
  • Experience as a bank examiner, auditor, consultant or compliance professional with a strong understanding of BSA, AML, and OFAC
  • Experience in ensuring documentary sufficiency of analytical procedures to support audit standards and bank regulatory expectations
  • Demonstrates excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management
  • Ability to build rapport with internal stakeholders
  • CAMS or Audit related certification is required

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