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Compliance Business Officer – Surveillance, Data & Analytics – Director

  • NYC
  • Full Time

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Global bank located in Midtown Manhattan looking to bring on board a “Compliance Business Officer – Surveillance, Data & Analytics – Director” to join their team. This role is currently in a hybrid schedule (2 days in office).

Responsibilities:

•Oversee complex cross-functional projects and initiatives
•Assist with the management of key Compliance teams, including electronic communications surveillance, trade surveillance, regulatory registrations, etc.
•Create and update dashboards for reviewing key performance indicators.
•Improve current processes and coordinate organizational procedures for optimized efficiency and productivity
•Set strategic priorities with the Head of DAS to identify areas of focus and identify metrics for success
•Review, design, and participate in execution of improvements to the processes within DAS scope
•Oversee daily operations through collaboration with senior management and department leaders, performing an array of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing
•Build and develop relationships with all Compliance employees for increased efficiency and effective responsiveness into existing operations and help to define new operational strategies
•Partner with HR to drive recruiting for full time, intern and contractor positions
•Review and approve department expenses and create and monitor budget for approval Coordinate annual Compliance and Business plans and roadmap with priorities