Compliance & Conduct Auditor AVP

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Develop and maintain an in-depth understanding of compliance function and mitigating controls to address compliance and conduct risk across the Bank
  • Execute audit testing and coordinate with team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standard
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Prepare commercially effective audit conclusions and findings, and present to GA senior management and business clients
  • Follow-up on open audit findings and their resolution and execute validation testing for regulatory findings
  • Participate in department-wide initiatives aimed at continually improving GA’s processes and supporting infrastructure
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