Compliance – Infrastructure Cyber Advisory – Director

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Provide compliance advice and guidance to the technology and information security teams.
  • Participate in training for technology and information security teams.
  • Compliance with certain obligations such as, for example, those regarding non-disclosure of confidential supervisory information and pledged assets
  • Compliance department efforts and obligations with respect to banking, broker-dealer and swap dealer regulations and guidance such as, among others, those relating to cyber, 3rd party, anti-tying, Regulation YY and applicable SR letters
  • Coordinate bank, broker-dealer and swap dealer regulatory Compliance programs
  • Review bank, broker-dealer and swap dealer regulatory compliance policies and related compliance and other department procedures on cyclical basis
  • Participate in compliance training program as subject matter expert by drafting appropriate training materials and conducting trainings as required
  • In coordination with Compliance surveillance team, review surveillance and other control reports and develop or enhance controls where needed
  • Participate in annual and ad hoc risk assessment exercises
  • Participate in Firm committees as bank, broker-dealer and swap dealer regulatory compliance subject matter expert
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