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Pay Rate: $65-90/hour (depending on experience)

Compliance Testing Program

Lead and /or perform compliance testing, identify issues and make recommendations andreport the result
Assess the design and effectiveness of controls implemented to mitigate the applicableregulatory and consumer compliance risks
Identify potential compliance issues and risks and recommend resolutions and/or escalateto appropriate individuals to determine if further investigate is deemed necessary
Develop test scripts corresponding to scope of the testing engagement and businessexpectations
Collaborate with business lines to develop remediation plans to resolve controlweaknesses identified through testing
Track and validate the implementation of remedial actions submitted by the businessowners to verify that issues identified during testing are remediated. Follow up withbusiness owners as necessary
Prepare reports for Management that highlights the scope, testing approaches, the resultsand compliance testing activities
Review processes and recommend areas of improvement

Operational Management

Lead compliance reviews for which he/she was assigned as a lead tester by the Head ofCMTG
Supervise work of other testers assigned to the review, manage day to day work, assigntasks, and provide guidance and advice

Compliance Testing Program Administration

Assist in the development and execution of the Compliance Review Program
Assist in the development of the annual Compliance Review Plan
Serve as subject matter expert on compliance testing and provide consultative support tobusiness lines on compliance matters
Monitor regulatory activities and industry developments to identify trends and emergingissues that may have an impact on the bank and the compliance testing program
Assist in enhancement of Compliance Review Program