Apply for the Compliance Officer position
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Office Status: Hybrid (3 days per week in office)
Salary: $150,000 – $200,000
Responsibilities:
- Rulebook and product reviews
- Regulatory reporting
- Developing written policies and procedures, with review and testing of existing procedures
- Working with the global surveillance function
- Acting as a point of contact for the business on matters relating to conduct compliance, employee compliance training
- Monitoring the regulatory horizons for requirements
- Drafting and maintaining management information, internal briefings, processes, and procedures documentation
- Collaboration with the Legal Team and advising businesses from a compliance/regulatory perspective