Compliance Officer

Full Time

Madison-Davis Client

Overview

The Compliance Program Administrator has responsibility for the successful formation and implementation of all deposit and lending monitoring programs.

Job Responsibilities:

  • Support the Bank’s “People First” focus and rules of engagement—maintaining a professional demeanor, working as an active member of the team, providing all clients excellent service
  • Review all Bank products and advertisements to ensure regulatory compliance.
  • Review policies, procedures and practices to ensure compliance with federal and state consumer laws and regulations.
  • Provide compliance support for new products and services working with the marketing team and other stakeholders, as needed
  • Effectively communicate federal and state regulatory changes to all levels of the Bank.
  • Stay up to date on the scope and testing techniques outlined in the FDIC’s Compliance Manual.
  • Coordinate with internal or external auditors and outside consultants to ensure the audit scope is adequate.
  • Support the internal monitoring program by conducting reviews of applicable deposit and lending regulations and provide reports with findings or exceptions.
  • Conduct quality control reviews of internal audit’s workpapers.
  • Assist in the fulfillment of received levies and subpoenas.
  • Liaise with Learning & Development on the compliance training curriculum.

Job Requirements:

  • 5-8 years of experience.  
  • Knowledge of relevant Federal and State banking regulations, with emphasis on alphabet regulations (AA, B, BB, C, CC, DD, D, E, Z, etc)
  • Knowledge of compliance and risk matters relating to banking products and services.
  • Familiarity with Bank security and safety practices.
  • Strong knowledge of Microsoft Suite.
  • Strong knowledge all Bank Products and Services.
  • Strong “People First” interest and ability.
  • Ability to manage multiple priorities and projects.
  • College degree preferred.
  • Prior experience with regulatory audits and examinations.

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