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International Banking Client

Compliance Risk Assessment Officer – Associate

  • New York, NY
  • Full Time

Apply for the Compliance Risk Assessment Officer – Associate position

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Office Status: Hybrid (2 days per week in office)

Salary: $125,000 – $135,000

Responsibilities:

  • Work with CRA team to conduct compliance risk assessments of various U.S. entities, including broker-dealer, swap dealer, and bank branches.
  • Assist CRA team in analyzing and aggregating data, as well as creating presentations for senior management, including heat maps or charts reflecting Compliance Risk Assessment (CRA) results; develop risk dashboards designed to identifies the regulatory compliance risk profile on an ongoing basis.
  • Learn how to utilize newly implemented CRA technology solution and provide training to subject matter experts outside the CRA team who are required to use the tool.
  • Assist CRA team in managing the CRA process, including ensuring stakeholders complete required tasks in a timely manner and that CRA team retains all required documentation.
  • Assist with the continuous enhancements to the design of the CRA framework.
  • Remain informed of regulatory changes and how they impact the CRA framework, including with respect to the completeness of the CRA’s risk scenarios or the level of inherent risk posed by current activities.
  • Support the integration of the CRA results with the activities of the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing plans