Compliance Testing Officer – VP

Full Time

International Banking Client

Office Status: Hybrid (3 days per week in office)

Salary: $170,000

Responsibilities:

  • Performs detailed compliance reviews of the various Banking business units within the Organization, in conjunction with the Compliance Testing Unit Plan.
  • Examine the Bank’s policies and procedures, putting particular special emphasis on conformity to applicable US Banking laws and regulations and document these changes in the testing workpapers.
  • Prepare detailed workpapers for each compliance review, consisting of planning memos, test programs, sample rationale documents, tailored regulatory risk mapping, detailed test work workpapers consisting of spreadsheets & narratives and final compliance reports, in compliance with Testing Unit’s Policies and Procedures.
  • Ensure proper audit trail is maintained
  • Prepare comprehensive compliance reports for the Chief Compliance Officer, the Executive Committee and Senior Management.
  • Monitor outstanding compliance issues identified during each compliance review to ensure findings are tracked and corrective action plans are implemented timely.
  • Prepare the presentation of Testing Reviews Findings to Head of Divisions
  • Monitor outstanding compliance issues identified during each compliance review to ensure findings are tracked and corrective action plans are implemented timely.
Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

Share on
Print