Compliance Training Associate

Full Time

Investment Banking Client

Office Status: Hybrid (2 days per month in office)

Responsibilities:

  • Assist with tracking and reporting for the Compliance staff training program (“C4C”).
  • Maintain the Compliance Training Dashboards by updating the reporting feeds.
  • Monitor, respond and forward C4C inquiries (as needed) received in department mailbox.
  • Assist with maintaining the C4C homepage, such as keeping FAQ’s up to date.
  • Support quarterly training needs meetings with key stakeholders to identify changes
  • identified training needs.
  • Assist in the annual Training Needs Analysis process with key stakeholders.
  • Assist with ad-hoc projects, reviews, and other tasks and when the need arises.
  • Identify opportunities and recommend enhancements to systems and processes.
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