Conduct Risk Officer-Associate

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Support the Americas Division Speaking Up Program by performing investigative reviews utilizing a number of techniques, such electronic communication, data and interviews.
  • Support the coordination and performance of confidential investigative reviews from start through to completion.
  • Coordinate and consult with key stakeholders, including members of the SMBC Legal and Human Resources departments.
  • Create and maintain related documentation consistent with policies and procedures.
  • Identify and escalate potential issues, as appropriate.
  • Maintain a current understanding of legal and regulatory developments and best practices relating to whistleblowing.
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