Consumer Compliance Officer & VP

Full Time

International Bank

Office Status: Hybrid

Job Responsibilities:

  • Support and respond to audit and regulators examinations
  • Complete recurrent regulatory reviews
  • Complete a risk assessment (BSA/AML and OFAC)
  • Conduct or administer compliance training for the Compliance Department and the rest of the Bank
  • Additional tasks related to the overall Compliance Plan as needed. Leading or participate in projects

Job Requirements:

  • Min 5 years in Financial Services Consumer Compliance
  • Knowledge of U.S. banking business, including middle market banking business, commercial lending, syndicated lending and other relevant products
  • BA or BS. Major in related discipline, preferable in Accounting, Business, Finance or Law enforcement or a Law Degree
  • Law Degree. Bar certification in NY, Florida or California a plus
  • Effective interpersonal, written and oral communication skills
  • Task organization, prioritization and follow-up skills.
  • Ability to handle multiple assignments and deliver on due-dates.
  • Ability to work in a team (ask for assistance, help others, team player attitude)
  • Proficiency in the use of various in-house compliance monitoring systems, including data warehouse to generate ad-hoc reports
  • Proficiency in Word, Excel (tables and data manipulation, pivot tables, charts and data presentation, etc.), and PowerPoint
  • Knowledge of the working of trusts, off-shore companies and other vehicles commonly used by clients to open accounts
  • Knowledge of general Banking Compliance and Compliance Risk
  • Knowledge of Bank Secrecy Act (BSA), Anti-Money Laundering (AML), USA Patriot Act (Anti-Terrorist Financing), Foreign Assets Control regulations (OFAC), third party (subcontractor) risk
  • Knowledge of Consumer Regulations including Reg B, D, E, F, O, P, U, Z, AA, CC, DD
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