Madison-Davis Client
Job Responsibilities
- Compliance Monitoring & Surveillance
o Assist in Compliance Surveillance & monitoring activities - Compliance Metrics Reporting
o Assemble/Calculate/Report on Compliance Key Risk Indicators - Support Compliance Assessments
o Risk Control Self-Assessment RCSA
o Core Compliance Risk Assessment
o Risk Governance Assessment - Support Compliance Governance & Reporting
o Assemble data for HO Reporting
o Assemble data for Branch & CUSO Reporting
o Assemble Committee materials presentation package
o Assemble data for Regulatory Affairs, Exams & Inquiries
Job Requirements
- 4-6 years of relevant work experience
- Bachelor’s degree