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International Banking Client

Deputy Compliance Officer

  • New York, NY
  • Full Time

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Office Status: 100% Remote

Salary: $160,000 – $200,000


  • Assist the Chief Compliance Officer in developing and implementing compliance policies and procedures that align with regulatory requirements and the company’s business objectives.
  • Monitor and assess the effectiveness of the company’s compliance program, and recommend improvements as necessary.
  • Oversee the development and implementation of the company’s compliance governance framework, including policies, procedures and internal controls.
  • Manage Corporate Compliance program; monitor, assess and report on the effectiveness of the branch’s corporate compliance program, including identifying and assessing compliance risks, and recommend improvements as necessary.
  • Ensure that the company’s employees are aware of and trained on compliance policies and procedures.
  • Work closely with the business lines to identify and assess compliance risks associated with new products, services, or activities.
  • Investigate and resolve compliance-related issues, and escalate issues to the Chief Compliance Officer when necessary.
  • Conduct periodic compliance assessments and audits to identify potential areas of non compliance, and recommend corrective actions.
  • Provide guidance to bank management on matters of compliance and regulation.
  • Prepare and submit regulatory filings, reports, and disclosures as required by applicable laws and regulations.
  • Perform second-level alert release from Sanction Screening system, when required.
  • Manage quality assurance program and ensure remediation of identified issues.
  • Manage and mentor the compliance team to ensure high levels of performance and engagement.
  • Keep abreast of regulatory changes and industry developments, and assess their impact on the company’s compliance program.