Director – Business Line Compliance Coverage Officer

Full Time

International Banking Client

Office Status: Hybrid (2-3 days per week)

Salary: $160,000 – $230,000

Responsibilities:

  • Provide advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory requirements.
  • Ensure that advice and regulatory guidance establishes a reasonably designed supervisory system including creation of compliance controls and written supervisory procedures.
  • Meet with business unit management to proactively identify emerging business issues and discuss related or new regulatory requirements.
  • Interface with regulators and Internal Audit during compliance related examinations / audits related to coverage area.
  • Assist in drafting responses to regulatory inquiries.
  • Advise business units on the maintenance of their policies and procedures with focus on current compliance framework as reference point.
  • Seek operational efficiencies and automation of processes to reduce risk of manual processes.
  • Create training material and provide training as relevant to covered business units and support areas
  • Lead / Contribute to various reporting requirements and other ad hoc investigations.
  • Work closely with other supports units to help create and maintain best practice across the Firm.
  • Draft and update existing compliance policies and procedures.
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