Exam & Monitor Engagement AVP/VP

Full Time

International Banking Client

Office Status: Hybrid (2 days per week in office)

Salary: $150,000 – $200,000

Responsibilities:

  • Develop internal protocol and program structure for AFC Americas Exam Management, including development of strategic approach, interaction model, governance, and senior management briefings
  • Documenting Exam Management processes, workflows, and guidance to evidence proper governance of program functions
  • Interface with Regulatory agencies including FRBNY, SEC, NYSDFS, OCC, and other regulatory third-party reviewers; liaise with internal Regulatory Management Group during examinations to ensure proper coverage of regulatory deliverables; conducting quality assurance of documentation to be submitted to regulators or other third-party reviewers
  • Oversee AFC Americas inventory of audit issues and respective action plans to proactively identify potential issues; ensure timely execution of remediation
  • Manage junior staff responsible for day-to-day coordination of the examination meetings and on-site reviews ensuring timely and complete delivery of requested documentation, provide relevant approvals, and supporting documentation within the examination tracker
  • Develop technical solutions to advance processes to track and retain documentation relating to internal and external examinations of AFC Americas; responsible for quality of material prepare for management communication, lead succinct, and transparent senior
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