General Compliance Testing, VP

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Lead and /or perform compliance testing, identify issues and make recommendations and report the result
  • Follow up on the issues and on the status of remediation
  • Perform compliance risk assessment on themes tested
  • Identify Key Risk Indicators and perform risk assessment on themes tested
  • Participate in risk assessment discussions
  • Analyze the region’s (the Americas) compliance status and compliance framework
  • Perform ongoing offsite monitoring to the offices in the region; review Compliance Action Program, Compliance Committee Minutes, external/internal exam/audit reports, etc.
  • Respond to individual inquiries/issues from the Head Office and offices, etc.
  • Function as a liaison with the Head Office Compliance Group and offices in the Americas Conduct other related tasks of ALCD
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