Financial Services Client
Office Status: Hybrid (3 days per week in office)
Salary: $130,000 – $195,000
Responsibilities:
- Provide strategic input and support to the ongoing integration of financial crimes program
- Provide guidance and direction to business and compliance teams on issues related to AML, sanctions, and anti-corruption laws and regulations
- Serve as point of escalation and provide support in connection with Know Your Customer (KYC) onboarding, enhanced due diligence and transactional due diligence matters
- Serve as point of escalation and provide support in connection with regulatory interpretation and application of facts in connection with policies
- Identify and escalate client matters with significant reputational risk and potential financial crimes exposure
- Assist in identifying and reporting suspicious activity
- Drive compliance with the Firm’s Global KYC Standards across the Firm
- Assist with GFC’s responses to U.S. regulatory exams and other inquiries, and internal audits
- Identify weaknesses, gaps and areas for enhancement across processes and platforms that impact GFC, determine appropriate solutions and lead corrective action efforts
- Liaise and coordinate within GFC and with key stakeholders across the Firm, including Legal, Compliance, Regulatory Relations, and Risk, to ensure appropriate execution of the Firm’s WM financial crimes prevention program
- Coordinate execution of WM and Banks Financial Crimes program changes with key stakeholders (Operations, Technology, Compliance, and GFC)
- Represent Financial Crimes in meetings and on committees with other stakeholders