Financial Services Client
Office Status: Hybrid (3 days per week in office)
Salary: $230,000 – $250,000
Responsibilities:
- Chairing the Compliance Assurance Forum (Forum) and ensuring the Forum meetings are appropriately documented and concerns are escalated
- Preparing, updating and maintaining the CNB Compliance Assurance Coverage Model
- Identifying coverage gaps and proposing Compliance Assurance Activities to resolve gaps
- Reviewing the results of Compliance Assurance Activities for themes and trends for discussion and action at the Forum
- Preparing and reporting on CNB Compliance Assurance progress against plans and outcomes, including developing Key Process Indicators (KPIs) and other effectiveness metrics
- Preparing data relating to Compliance Assurance (such as validation of controls) for purposes of Compliance Risk Assessment.