Head of Compliance Assurance – Director

Full Time

Financial Services Client

Office Status: Hybrid (3 days per week in office)

Salary: $230,000 – $250,000


  • Chairing the Compliance Assurance Forum (Forum) and ensuring the Forum meetings are appropriately documented and concerns are escalated
  • Preparing, updating and maintaining the CNB Compliance Assurance Coverage Model
  • Identifying coverage gaps and proposing Compliance Assurance Activities to resolve gaps
  • Reviewing the results of Compliance Assurance Activities for themes and trends for discussion and action at the Forum
  • Preparing and reporting on CNB Compliance Assurance progress against plans and outcomes, including developing Key Process Indicators (KPIs) and other effectiveness metrics
  • Preparing data relating to Compliance Assurance (such as validation of controls) for purposes of Compliance Risk Assessment.
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