Head Of Compliance Regulatory Affairs, Director

Full Time

International Banking Client

Office Status: Hybrid

Key Responsibilities:

  • In charge of the regulatory watch performed by the Compliance Department and to work closely with the heads of teams of the Compliance Department on their perimeter.
  • Maintenance and update of the inventory of Laws, Rules and Regulations applicable to US entities and activities used to perform the Compliance Risk Assessment,
  • Preparing, updating and reviewing Policies and Procedures.
  • Communicating on the evolution of the regulatory environment and its impacts to the senior management and the bank’s governance committees.
  • Ensuring that the evolution of laws, rules and regulations are properly taken into account by the Compliance department, but also the other teams impacted within the organization.
  • Following the developing risks and in particular the evolution of the laws, rules and regulations related to ESG and Data Privacy.

Requirements

  • JD or equivalent Law Degree
  • Extensive experience at a senior level with a financial institution or regulator.
  • Minimum 12 to 15 years of experience in a regulatory agency, a comparable banking organization or law firm working on Banking regulatory topics.
  • The individual should be familiar with institutional foreign banking organizations operating within the US and have a deep understanding of the applicable regulations, including direct interaction with regulators. The individual must also be capable of effectively communicating with executives and colleagues across various lines of business and throughout a global Compliance organization. French desirable.
  • US Banking Regulations,
  • Strong analytical and communication skills required as well as the ability to work autonomously and to cooperate/work effectively across all disciplines in the bank.
  • Capable of leading multiple, simultaneous and various ad-hoc requests
  • Strong intellect with consistent application of analytical skills and a capacity to translate technical and complex issues in a straightforward manner for broader audiences
  • Result oriented: setting goals and priorities that maximize the use of resources available to consistently deliver quality results.
  • Knowledge of and experience in the main activities of corporate and investment banking services such as commercial financing, debt and equity capital markets, merger and acquisitions services, derivatives and secondary markets, structured finance, trade finance, etc.
  • Technical rigor and attention to detail coupled with good presentation skills that demonstrate the practical implications of issues.
  • Knowledge and previous experience on SEC/FINRA, Dodd Frank Act, Swap Dealer requirements and expectations;
Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

Share on
Print