International Banking Client
Office Status: Hybrid
Responsibilities:
- Manage the Business Line Anti-Financial Crime (BLAFC), AFC Origination and Advisory (OA) & Lending personnel, and maintain Organizational integrity by escalating priority items to Head of IB BLAFC US
- Provide oversight responsibility for execution and enhancements to the Business AML Compliance programs to ensure proper alignment with Global AML Compliance Policies
- Responsible for day-to-day aspects of the Business line AML Compliance Programs including management of personnel who perform advise on transactions, products, and clients enhanced due diligence and event driven reviews
- Represent AFC at business forums including Reputational Risk committees and Business review committees, act as AML central point of contact for front office/middle office/ back-office personnel for affected Business Lines to respond to and apply practical standards of the AML Compliance Program
- Support AML regulatory examinations performed by Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other effected regulatory exams
- Assist in the development of curriculum for annual AML Compliance training requirement as well as perform Live AML training events for defined areas