Head of Origination & Lending – Director

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Manage the Business Line Anti-Financial Crime (BLAFC), AFC Origination and Advisory (OA) & Lending personnel, and maintain Organizational integrity by escalating priority items to Head of IB BLAFC US
  • Provide oversight responsibility for execution and enhancements to the Business AML Compliance programs to ensure proper alignment with Global AML Compliance Policies
  • Responsible for day-to-day aspects of the Business line AML Compliance Programs including management of personnel who perform advise on transactions, products, and clients enhanced due diligence and event driven reviews
  • Represent AFC at business forums including Reputational Risk committees and Business review committees, act as AML central point of contact for front office/middle office/ back-office personnel for affected Business Lines to respond to and apply practical standards of the AML Compliance Program
  • Support AML regulatory examinations performed by Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other effected regulatory exams
  • Assist in the development of curriculum for annual AML Compliance training requirement as well as perform Live AML training events for defined areas
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