Head Of Regulatory Affairs Capital Markets

Full Time
  • Full Time
  • Anywhere

Office Status: Hybrid

Responsibilities:

  • In charge of the regulatory watch performed by the Compliance Department and to work closely with the heads of teams of the Compliance Department on their perimeter.
  • Communicating on the evolution of the regulatory environment and its impacts to the senior management and the bank’s governance committees.
  • In charge of the regulatory watch on banking and capital market activities performed by the Compliance Department and to work closely with the heads of teams of the Compliance Department and the first line of defense on their perimeter.
  • Ensuring that the evolution of laws, rules and regulations in its perimeter are properly taken into account by the Compliance department, but also the other teams impacted within the organization.
  • Maintenance and update of the inventory of Laws, Rules and Regulations related to Capital Market activities applicable to client and activities used to perform the Compliance Risk Assessment,
  • Preparing, updating and reviewing Policies and Procedures.
  • Participating in the preparation of the communication on the evolution of the regulatory environment and its impacts to the senior management and the bank’s governance
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