KYC Consultant


Madison-Davis Client

Our client is one of the largest securities firms and investment banks in the nation. They provide innovative financial solutions through their Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. The New Accounts Department has an immediate need for a KYC Analyst.

Responsibilities include, but are not limited to:

  • Conduct KYC due diligence on new and existing clients in connection with onboarding and KYC refresh & reassessment
  • Ensure client vetting data and document processing comply with applicable AML/BSA regulations
  • Perform basic, additional and enhanced due diligence (EDD) KYC reviews for new and existing clients
  • Perform OFAC and adverse-media screening and determine appropriate compliance action based on information available
  • Perform other due diligence processes by researching/ gathering client information utilizing online sources such as Customer Website, Regulator Website, Google Search, Google Maps, and Lexus Nexus
  • Maintain accurate and complete files for all reviewed client documentation
  • Perform other tasks and duties as required and assigned

Experience and Skills:

  • 5+ years of relevant KYC experience
  • Experience with Wealth Management and Institutional clients is a plus
  • Knowledge of regulations such as the Bank Secrecy Act, including the USA PATRIOT Act, OFAC sanctions program, etc.
  • Strong knowledge of KYC for Wealth Management clients and Institutional clients
  • Self-starter with strong verbal and written communication skills

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