Manager, Compliance Analyst

Full Time

Financial Services Client

Office Status: Hybrid (3 days per week)

Salary: $110,000 – $130,000

Responsibilities:

  • KYC Documentation – Identify and gather required KYC documents for account opening, periodic account review, and account remediation. Review potential PEP relationships
  • Sanction Filtering Review – Perform for customer data base, account owners and SWIFT messages
  • Perform transaction monitoring activities – Review Transaction Monitoring alerts, Conduct investigations and recommend on SAR filings
  • Perform 314a Screening – Perform 314a screening in a timely manner. Timely escalation on suspicious activities or system issues
  • Non-AML related regulations – Conduct non-AML related compliance work
  • Quality Assurance – Conduct quality assurance of Branch functions
  • Perform other projects and duties as assigned from time to time by the Branch BSA/AML Compliance Officer
  • Compliance Record Retention Ensuring that the Branch maintains all necessary CDD, transactions, STR and staff training records for the required retention periods.
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