Financial Services Client
Office Status: Hybrid (3 days per week)
Salary: $110,000 – $130,000
Responsibilities:
- KYC Documentation – Identify and gather required KYC documents for account opening, periodic account review, and account remediation. Review potential PEP relationships
- Sanction Filtering Review – Perform for customer data base, account owners and SWIFT messages
- Perform transaction monitoring activities – Review Transaction Monitoring alerts, Conduct investigations and recommend on SAR filings
- Perform 314a Screening – Perform 314a screening in a timely manner. Timely escalation on suspicious activities or system issues
- Non-AML related regulations – Conduct non-AML related compliance work
- Quality Assurance – Conduct quality assurance of Branch functions
- Perform other projects and duties as assigned from time to time by the Branch BSA/AML Compliance Officer
- Compliance Record Retention Ensuring that the Branch maintains all necessary CDD, transactions, STR and staff training records for the required retention periods.