International Banking Client
Office Status: Hybrid
Salary: $82,400 – $153,000
Responsibilities:
- Assist with management of the U.S. Regulatory Library and Control Inventory, including implementing regulatory content solution, collaborating and coordinating with U.S. business line compliance officers and business line support personnel to periodically update the U.S. regulatory obligations and associated controls.
- Support the U.S. point-of-contact for Global Compliance initiatives as they impact the U.S. Regulatory Library and Controls inventory, including discussions relating to extraterritorial obligations and associated controls.
- Support Global Compliance in the continued enhancement of an integrated technology solution and its database that houses all regulatory requirements/obligations and risk-related controls applicable to the Bank’s U.S. operations. Drive design and implementation of the U.S. specific components within the integrated solution.
- Assist the Global Compliance project team in developing processes, systems, and standards to map and update applicable legal & regulatory requirements/obligations to relevant policies and procedures and internal controls in accordance with U.S. regulatory expectations and business/control functions.
- Support implementation of a global, cross-divisional framework for identifying and tracking legal & regulatory requirements/obligations, policies and procedures, and related internal controls.
- Support Regulatory Controls Management team with continuous enhancement of regulatory change management framework for identifying legal and regulatory developments and changes to related policies and procedures and internal controls that may impact the Firm’s U.S. operations and coordinating change management processes to address such developments.
- Support Regulatory Controls Management team with compliance risk assessments and address inquiries relating to U.S. Regulatory Library and Controls Inventory.
- Assist in the development and implementation of necessary compliance policies, procedures, and related internal controls consistent with legislative and regulatory requirements/expectations, emerging trends, and industry best practices.
- Other duties and projects as may be assigned from time to time.