Mid-level Consumer Compliance Analyst

Full Time

Madison-Davis Client

Primary responsibilities include:

  • Monitor and ensure compliance with various consumer laws and regulations in accordance with the Bank’s Compliance Management Program.
  • Knowledge of various State and Federal consumer protection laws such as but not limited to: Regulations B (ECOA), C (HMDA), E (EFT), G (SAFE Act), P (Privacy), V (FCRA), X (RESPA), Z (TILA), DD (TIS), Reg D and CC (Availability of funds).
  • Identify control deficiencies in business-level procedures or policies; issue final reports based on findings
  • Work with various business units on compliance matters pertaining to consumer regulatory requirements (Branch Operations, Deposit Operations and Lending, etc.)
  • Assist in regulatory consumer compliance examinations
  • Stay up to date on federal and state compliance updates and changes to consumer regulations
  • Assist in approval of any marketing materials, new products and/services
  • Assist with preparation of Board meeting packages.

Job Qualifications:

  • 3 – 5 years of related experience in testing Consumer Lending Regulations is required. (Deposit experience in addition to is a plus)
  • Demonstrated and applied knowledge of consumer protection laws such as, but not limited to the ones listed under Primary Responsibilities. (Knowledge of NYS Laws, Rules and Regulations a plus)
  • Experience in working with State and Federal regulators during an examination
  • Team player with strong communications skills both verbal and written (Korean language is a plus but not required)
  • Ability to learn and keep up with industry changes in consumer regulatory developments
  • Analytical, research, and problem solving skills are a must
  • Detail oriented, organized, able to multi-task and prioritize
  • Proficient with Microsoft Word and Excel; knowledge of formulas and pivot tables preferred
  • College Degree is required. (Types of professional certifications may be considered in substitution of)

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