Portfolio / Margin Consultant

  • Temporary
  • Remote



Responsibilities include, but are not limited to:

• Oversee daily activities within client accounts

• Supervise, monitor, and review entries made within the accounts and daily exception reports

• Execute strict adherence to industry regulations and the firm’s internal policies

• Serve as a customer service supervisor for the Wealth Management offices and Independent Contractors

• Create weekly and monthly risk reports for Senior Management

• Interview, train, supervise, and mentor Credit Analyst staff

• Perform other tasks and duties as required and assigned

Required Experience:

• Bachelor’s Degree from an accredited university, preferably in Business, Economics, Finance, Accounting or related field

• 5+ years of industry experience

• Series 7 required, with a Series 24 preferred (or able to obtain within 90 days of hire)

• Strong knowledge of both Regulation T and of FINRA Rule 4210

• Strong verbal and written communication skills

• Exceptional organizational skills and the ability to prioritize work flow

• A commitment to excellent customer service mindset

• Ability to work in a constant state of alertness and safe manner

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