RBS Greenwich/ Natwest Markets – Vice President

Full Time

International Banking Client

Office Status: Hybrid

  • Execute high quality assurance reviews across relevant areas of the business and support functions according to the annual test plan.
  • Analyze the compliance framework and controls; and review and assess compliance policies and procedures to identify risks in relation to core activities in accordance with regulatory requirements and track the issues and the status of remediation.
  • Develop final testing reports to document and formally communicate testing results to stakeholders.
  • Track and validate that the business or functional area has completed the agreed action plans by the due date.
  • Report and escalate control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues.
  • Assist the Director of Compliance Monitoring and Testing with the development of the annual testing plan.
  • Actively participate in the annual rules based risk assessment process.
  • Maintain regular engagement and provide feedback to key stakeholders.
  • Keep current with industry specific emerging risks, trends and issues across the industry.
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