Regulatory Affairs Capital Markets Specialist, Vice President

Full Time

International Banking Client

Office Status: Hybrid

Key Responsibilities:

  • Under the supervision of the Head of Regulatory Affairs, in charge of the regulatory watch on capital market activities performed by the Compliance Department and to work closely with the heads of teams of the Compliance Department and the first line of defense on their perimeter.
  • Maintenance and update of the inventory of Laws, Rules and Regulations related to Capital Market activities applicable to US entities and activities used to perform the Compliance Risk Assessment
  • Preparing, updating and reviewing Policies and Procedures.
  • Participating in the preparation of the communication on the evolution of the regulatory environment and its impacts to the senior management and the bank’s governance committees.
  • Ensuring that the evolution of laws, rules and regulations in its perimeter are properly taken into account by the Compliance department, but also the other teams impacted within the organization.
  • Participate to industry forums and represent the Bank and the Compliance Department to industry working group on regulatory affairs related to Capital Markets activities
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