Regulatory Compliance Advisory Specialist

Full Time

Madison-Davis

EXTERNAL CLIENT ROLE

Primary Responsibilities

  • Keep abreast of regulatory developments and assist with the preparation of regulatory change reporting to keep management up-to-date on relevant legal and regulatory developments
  • Support Compliance Leads and business units in analyzing and implementing new or changing regulatory requirements and standards
  • Support provision of advice to assigned business units on regulatory compliance matters and provide technical guidance, support and tailored feedback on regulatory issues
  • Support provision of advice to assigned business units in the identification of regulatory compliance risks, assessing controls and reporting on effectiveness of controls to ensure compliance with applicable standards and internal policy requirements
  • Support the assigned business units departments in conducting risk based reviews of existing and emerging regulatory requirements and provide advice on how to address issues and control gaps
  • Support assigned business units to ensure that new business initiatives and amended processes comply with regulatory obligations
  • Support the Compliance Leads in the development of the compliance strategy for the assigned business units
  • Contribute to the development of projects and programs to improve compliance and enhance the control environment

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